Riker Danzig Counsel Heather B. Middleton is a featured speaker at The Knowledge Group’s “FINRA Arbitration and Enforcement: A Year in Review and What Lies Ahead" Live Webinar on Thursday, December 9, 2021 from 12:00 – 1:30 PM. Rules changes, as well as complications due to COVID-19 restrictions and the resulting change to remote work, require professionals in this space to keep abreast of the emerging updates. Heather and the other panelists will discuss the challenges and changes due to recent events and regulatory developments, including:
- FINRA Arbitration Statistics
- COVID-19 Implications to FINRA Arbitrations
- Areas of Regulatory Focus
- What Lies Ahead
Attendees are eligible for CLE Credit. Go to Knowledge Group for more information or to register.
