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Banking, Securities & Financial Services

Banking, Securities & Financial Services

Banking and securities professionals and financial service providers face a consistent set of hurdles, especially with regard to regulatory compliance, class action suits, and contracts. In the past decade, it has become even more essential to not only legally fulfill, but ethically satisfy both private stakeholders and the public at large.

That might touch on matters of lending, investments, insolvency, or insurance—all of which follow their own state and federal regulations. In some cases, international law may also come into play. Riker Danzig also provides advisory, transaction, and litigation services for our banking and financial clients.

Interestingly, the Banking, Securities and Financial Services Industry is also one that intersects with almost every other sector and market—from health care and hospitality to real estate and especially, and increasingly, technology. How businesses are funded, where money travels, and who is accounting for it is essentially the backbone of how the world works.

Riker Danzig’s expertise in this area is both profound and nuanced, having focused on this sector since the inception of our Firm. Learn more about how our Financial Services and Securities professionals can help you:

Our Team

Bethany A. Abele

Bethany A. Abele
Partner

Anthony J. Borrelli

Anthony J. Borrelli
Partner

Tod S. Chasin

Tod S. Chasin
Counsel

Derrick R. Freijomil

Derrick R. Freijomil
Partner

Joshua M. Greenfield

Joshua M. Greenfield
Partner

Richard C. Kielbania

Richard C. Kielbania
Counsel

James M. Maggio, Jr.

James M. Maggio, Jr.
Partner

Michael R. O'Donnell

Michael R. O'Donnell
Partner

Michael P. O'Mullan

Michael P. O'Mullan
Partner

Scott A. Ohnegian

Scott A. Ohnegian
Partner

Stephen J. Pagano

Stephen J. Pagano
Partner

Curtis M. Plaza

Curtis M. Plaza
Partner

Linda H. Prentiss

Linda H. Prentiss
Counsel

Hunt S. Ricker

Hunt S. Ricker
Partner

Mary Kathryn Roberts

Mary Kathryn Roberts
Partner

Tara J. Schellhorn

Tara J. Schellhorn
Partner

Industries

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