Riker Danzig’s Securities Litigation, Arbitration, Regulation and Investigations Group was recognized as the top U.S. “Thought Leader” in Mondaq’s Autumn 2023 Thought Leadership Awards for the Arbitration & Dispute Resolution category. Our article “The SEC Approves FINRA's Expungement Rule Proposal,” co-authored by A.J. Borrelli, Hunt Ricker and Labinot Berlajolli, was named the top article in Mondaq’s awards, based on readership analytics.
The Awards showcase the most popular articles in terms of total readership over the last six months across a number of countries and topics. Read our award-winning article at SEC Approves FINRA’s Proposal, which discusses the establishment of more stringent procedures for expungement of customer complaints from an Associated Person’s records maintained by the Central Registration Depository.